Securities and Exchange Commission

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591

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-K

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Source URL: www.investquest.com

Language: English - Date: 2016-03-02 14:18:18
    592Economy / Finance / Money / Systemic risk / Financial markets / SEC filings / Great Recession in the United States / Presidency of Barack Obama / Regulation S-K / Systemically important financial institution / Basel III / Form 10-K

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2015

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    Source URL: www.morganstanley.com

    Language: English
    593Economy / Finance / Money / Cyprus Securities and Exchange Commission / Economy of Cyprus / Investment banking / Client / Investment / Financial regulation / Financial markets / Draft:AAATrade

    CLIENT CATEGORISATION POLICY 1. General According to the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and Other Related Matters Law 144(I)/2007, as subsequen

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    Language: English - Date: 2015-08-02 12:03:18
    594

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C______________________________________ FORM 10-K

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    Source URL: s1.q4cdn.com

    Language: English - Date: 2015-11-17 12:01:13
      595Economy / Finance / Money / 76th United States Congress / 73rd United States Congress / U.S. Securities and Exchange Commission / Investment Advisers Act / Financial adviser / Qualified institutional buyer / Securities Exchange Act / Broker-dealer / Securities Act

      ORIGINAL HOUSE BILL NO. HB0031 ENROLLED ACT NO. 6, HOUSE OF REPRESENTATIVES SIXTY-THIRD LEGISLATURE OF THE STATE OF WYOMING 2016 BUDGET SESSION

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      Source URL: soswy.state.wy.us

      Language: English - Date: 2016-03-18 08:59:18
      596

      UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q È QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES

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      Source URL: www.morganstanley.com

      Language: English - Date: 2016-04-11 22:18:45
        597Economy / Financial services / Finance / Systemic risk / Banking / Basel II / Capital requirement / Minimum capital requirement / Risk management / Systemically important financial institution / Cyprus Securities and Exchange Commission / Tier 1 capital

        FXGLOBE LIMITED PILLAR III DISCLOSURES BASEL III YEAR ENDED 31 DECEMBER 2014

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        Language: English - Date: 2015-08-02 12:03:21
        598

        Exhibit 1.02 Conflict Minerals Report This is the Conflict Minerals Report for Identiv, Inc. (“Identiv”, “we” or “our”), filed with the United States Securities and Exchange Commission (SEC) pursuant to Rule

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        Source URL: www.identiv.com

        Language: English - Date: 2015-09-14 10:00:47
          599Economy / Business / Corporate law / Management / Committees / Corporate governance / Company secretary / Insider trading / Board of directors / U.S. Securities and Exchange Commission / Audit committee

          COASSETS LIMITED CODE OF CONDUCT This Code of Conduct sets out the principles and standards which the Board, management and employees of CoAssets Limited (Company) are encouraged to strive towards when dealing with each

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          Language: English - Date: 2015-08-26 01:57:26
          600

          UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 10-Q (Mark one)

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          Source URL: www.sunocologistics.com

          Language: English - Date: 2015-11-05 16:35:40
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